The E.U.’s Digital Operational Resilience Act: Cloud Services & Financial Companies

2021 | Research

Download as PDF Table of Contents Click to navigate to section Executive Summary Part I: Technology Outsourcing in the Financial Sector; Regulatory and Supervisory Frameworks a. Technology Outsourcing in the Financial Sector – Benefits and Risks b. Current...

Regulation of Governance & Risk Management: The Intersection of Banking & Technology

2021 | Research

Download as PDF Table of Contents Click to navigate to section Executive Summary Part I: Corporate Governance and Risk Management at U.S. Banks and U.S. BHCs a. Historical Background b. Legal and Regulatory Duties of Directors and Management at U.S. Banks and U.S....

International Review of Equity Market Structure Regulation: Phase III (2021)

2021 | Research

Download as PDF Table of Contents Click to navigate to section Executive Summary Part I: Consistent Regulations across Five Major Trading Markets A. Common Regulations Across the Five Major Trading Markets B. Performance of the Five Major Equity Trading Markets. c....

International Review of Equity Market Structure Regulation: Phase II (2020)

2020 | Research

Download as PDF Table of Contents Click to navigate to section Executive Summary Part I: Market Characteristics On-Exchange Trading Off-Exchange Trading Institutional and Retail Trading Volume Trade Sizes Part II: Comparative Analysis of Institutional Trading Costs...

International Review of Equity Market Structure Regulation: Phase I (2019)

2019 | Research

Download as PDF Table of Contents Click to navigate to section (1) Comparative Analysis of Equity Market Structure Regulation (2) Regulation of Equity Market Structure in China: Mainland (3) Regulation of Equity Market Structure in China: Hong Kong Special...